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The Law Offices of Place and Hanley, LLC
Law Firm News/Florida | 2014/03/28 13:35
Securities Arbitration Lawyers Florida

The Law Offices of Place & Hanley, LLC is a nationally recognized securities and commodities arbitration law firm which represents investors nationwide. At Place & Hanley we represent investors in claims against their brokers, broker dealers, investment advisors, financial advisors and insurance companies. Our securities lawyers represent investors who have lost their savings when their brokerage accounts were mishandled. Our attorneys are experienced in providing focused and aggressive representation for investors who have been the victims of financial fraud, negligence and unsuitable investments.  Our firm has experience in prosecuting claims against the major Wall Street firms, including Morgan Stanley Smith Barney, Merrill Lynch, Wells Fargo, UBS, Oppenheimer as well as many mid-sized broker dealers.

Our attorneys have recovered millions of dollars for individual investors. Our firm has experience handling group arbitration claims and class action litigation involving securities related matters. We have successfully recovered punitive damages and attorneys’ fees for our clients.  The attorneys and staff at the Law Offices of Place & Hanley are committed to representing aggrieved investors who have lost money because of the negligent or willful acts of the clients once trusted financial advisor, broker and brokerage firm.

Our attorneys have represented thousands of clients nationwide who were victims of misrepresentations, commission churning, unsuitable investments, unauthorized transactions, execution failures, excessive mark-ups, disappearing funds, botched transfers, "selling away" from firms, unregistered brokers, unregistered securities, improper margin liquidations, broker bribes, fraudulent research, "boiler room" sales practices and other wrongful acts. Place & Hanley has prosecuted cases involving stocks, bonds, "penny" stocks, "junk" bonds, options, commodities, mutual funds, REIT's, limited partnerships, derivative securities, collateralized debt obligations “CDO”, auction rate securities and other investments.

Attorneys for the firm practice before the Financial Industry Regulatory Authority (FINRA) which was created in 2007 through the consolidation of the National Association of Securities Dealers (NASD) and New York Stock Exchange (NYSE) enforcement and arbitration divisions. The firm also represents clients in state and federal courts to resolve financial disputes between customers, brokerage firms and other financial institutions.

Our firm has been successful not only in recovering our client’s out of pocket losses, but in multiple cases our clients have received punitive damages and reimbursement of their attorneys’ fees. Please visit the verdicts and settlements page for examples of the securities & stockbroker fraud cases we have handled for our clients. Our success is attributable to hard work, client dedication and an in-depth knowledge of the securities industry.


Court says police don't have to prove dog training
Law Firm News/Florida | 2013/03/04 15:45
The Supreme Court says police don't have to extensively document a drug-sniffing dog's reliability in the field to uphold its work in court.

The high court in a unanimous decision Tuesday overturned the Florida Supreme Court's ruling in the case of Aldo, a drug-sniffing police dog.

That lower court threw out drug evidence obtained against Clayton Harris during a 2006 traffic stop. Aldo alerted his officer to drugs used to make methamphetamine inside a truck. But two months later, Harris was stopped again, Aldo again alerted his officer to the presence of drugs but none was found.

The Florida court said in every case police have to bring records, including a log of performance in the field, to establish the dog's reliability in court. The Supreme Court overturned that ruling.


Support for Fiduciary Duty Standard
Law Firm News/Florida | 2010/09/05 14:26

On August 30, 2010 the Securities Law Firm of Menzer & Hill, P.A. submitted comments to the U.S. Securities and Exchange Commission’s congressionally mandated study of implementing a fiduciary duty standard for brokers.

COMMENTS SUBMITTED TO SEC:

Michael  Hill, Esq., CFP
Managing Partner of Securities Law Firm of Menzer Hill, P.A.
Boca Raton, Florida

The Securities Law Firm of Menzer Hill, P.A. supports the Study Regarding Obligations of Brokers, Dealers, and Investment Advisers pursuant to the requirements of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. As an attorney, and former chief compliance officer for about 10 years, it is time that the Commission simplifies and codifies the roles of brokers and investment advisers.

Public investors are confused between the two roles and cannot discern whether a financial advisor is operating as a broker or as an investment adviser when dispensing advice. Many times industry persons are dually-registered and even retain customers having both a brokerage account and an investment advisory account. The Commission should enact standards of conduct for the dually-registered person so that the investor is treated fairly and consistently.

The Commission should enact fiduciary duty standards when a broker solicits or recommends the purchase or sale of a security. It should not be whether the broker is handling an investment advisory account (i.e., fee-based account) or commission-based account but whether the investor is entrusting him or herself to the professional advice, guidance, and disclosure by the broker.

Investors should also be afforded the ability to seek private recourse should the broker/investment adviser breach his or her fiduciary duty and not be left solely to the investigatory efforts of regulators.

The Securities Law Firm of Menzer Hill, P.A. primarily represents investors and practices in the areas of securities arbitration and litigation annuities and insurance arbitration and litigation investment adviser arbitration and litigation hedge fund and alternative investment arbitration and broker representation.

Menzer Hill, P.A.
7777 Glades Road
Suite 100
Boca Raton, FL 33434
www.menzerhill.com



BERGER SINGERMAN NAMES JAMES C. CUNNINGHAM, JR. SHAREHOLDER
Law Firm News/Florida | 2009/01/09 14:38
The Florida business law firm Berger Singerman is pleased to announce that attorney James C. Cunningham, Jr. has been named a shareholder.  He is a member of the firm’s Dispute Resolution Team, resident in its Miami office.

Cunningham joined the firm in 1998 and focuses his practice to commercial litigation with a concentration in labor and employment law.

“James is an extremely talented attorney with a wealth of commercial litigation experience, as well as a strong labor and employment law background, and we are pleased to announce that he is now a shareholder,” said Mitchell W. Berger, Chairman of Berger Singerman.

Mr. Cunningham has been in private practice as a litigator since 1981.  He has been involved in significant litigation, including John F. Kennedy Memorial Hospital, Inc. v. Bludworth, 452 So.2d 921 (Fla. 1984), by which the Supreme Court of Florida first recognized and set standards for living wills, and Telesat Cablevision, Inc. v. The City of Riviera Beach, Florida, 773 F. Supp. 383 (S.D. Fla. 1991) in which the trial court rejected First Amendment challenges to cable television regulations and recognized a municipality’s compelling governmental interests in regulating use of public rights-of-way.  He has also been lead counsel in a significant case of securities fraud.  Mr. Cunningham has litigated cases under the Americans With Disabilities Act and federal labor and employment statutes.  He also was on the litigation team of a fired CEO of an international holding company. The litigation, claiming breach of contract, invasion of privacy, conspiracy to invade privacy, defamation and conspiracy to defame, resulted in a multi-million dollar settlement for the CEO.


FIFTEEN BERGER SINGERMAN ATTORNEYS NAMED TO 2009 EDITION OF THE BEST LAWYERS IN AMERICA
Law Firm News/Florida | 2008/12/17 14:43
The Florida business law firm Berger Singerman is pleased to announce that fifteen lawyers were recently selected by their peers for inclusion in the recently released edition of The Best Lawyers in America.

Since its inception in 1983, Best Lawyers has become universally regarded as the definitive guide to legal excellence. Because Best Lawyers is based on an exhaustive peer-review survey in which more than 25,000 leading attorneys cast almost two million votes on the legal abilities of other lawyers in their specialties, and because lawyers are not required or allowed to pay a fee to be listed, inclusion in Best Lawyers is considered a singular honor. Corporate Counsel magazine has called Best Lawyers “the most respected referral list of attorneys in practice.”

The Berger Singerman attorneys included in the 2009 edition are:

·        James L. Berger - Real Estate Law

·        Mitchell W. Berger - Commercial Litigation

·        John D. Eaton - Bankruptcy and Creditor-Debtor Rights Law

·        Brian K. Gart - Bankruptcy and Creditor-Debtor Rights Law

·        Jordi Guso - Bankruptcy and Creditor-Debtor Rights Law

·        Melanie Ann Hines - Administrative Law

·        Charles H. Lichtman – Commercial Litigation

·        Daniel D. Mielnicki – Tax Law

·        Sheldon S. Polish - Tax Law

·        Leonard K. Samuels - Labor and Employment Law

·        John “Jack” C. Shawde - Bankruptcy and Creditor-Debtor Rights Law

·        Paul Steven Singerman - Bankruptcy and Creditor-Debtor Rights Law

·        Arthur J. Spector - Bankruptcy and Creditor-Debtor Rights Law

·        Daniel H. Thompson - Administrative Law, Environmental Law

·        Bruce L. Udolf - Non-White-Collar Criminal Defense, White-Collar Criminal Defense


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Securities fraud, also known as stock fraud and investment fraud, is a practice that induces investors to make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of the securities laws. Securities Arbitration. Generally speaking, securities fraud consists of deceptive practices in the stock and commodity markets, and occurs when investors are enticed to part with their money based on untrue statements.
 
 
 

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