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The Securities Law Firm of Menzer & Hill, P.A. Files an Arbitration Claim Against E*Trade Securities, LLC.
Securities Law Firm |
2011/01/18 12:25
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The Securities Law Firm of Menzer & Hill, P.A. www.suemyadvisor.com, announced
today it has filed an arbitration claim against E*Trade Securities, LLC (“E*Trade”), a
subsidiary of E*Trade Financial Corporation (NASDAQ: ETFC ), for its failure to execute
a customer’s sell order after failing to deliver the customer his shares gained from a
forward split. E*Trade did not deliver the shares until several days after the shares
traded on a split adjusted basis, during which the customer’s position lost over 50% of
its value. Investors who have sustained losses due to the negligence or misconduct of their
brokers and/or broker-dealers are urged to explore their legal rights and options. The
attorneys at the Securities Law Firm of Menzer & Hill, P.A. are dedicated to pursuing
claims on behalf of investors who have suffered investment losses. For a free case evaluation or to discuss any other investment losses, please contact the
Securities Law Firm of Menzer & Hill, P.A. at 888-923-9223, or visit us on the web at
www.suemyadvisor.com |
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Menzer & Hill, P.A., Files an Arbitration Claim Against vFinance Investments, Inc.
Securities Law Firm |
2010/12/20 10:01
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The Securities Law Firm of Menzer & Hill, P.A., www.suemyadvisor.com, announced today it has filed an arbitration claim against vFinance Investments, Inc., a subsidiary of National Holdings Corporation (OTCBB: NHLD.OB ), for its failure to supervise one of its financial advisors who engaged in the unauthorized, unsuitable trading in speculative stocks resulting in the losses of an investor’s life savings. Investors who have sustained losses due to the negligence and misconduct of their brokers are urged to explore their legal rights and options. The attorneys at the Securities Law Firm of Menzer & Hill, P.A. are dedicated to pursuing claims on behalf of investors who have suffered investment losses. For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com |
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Menzer & Hill, P.A., Files an Arbitration Claim Against NEXT Financial Group
Securities Law Firm |
2010/12/03 09:50
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The Securities Law Firm of Menzer & Hill, P.A., www.suemyadvisor.com, announced today it filed an arbitration claim against NEXT Financial Group (“NEXT”), for its failure to supervise one of its financial advisors who engaged in unauthorized and excessive trading within an investor’s account. Consistent with the arbitration claim this Firm just filed, the Financial Industry Regulatory Authority’s (“FINRA”) BrokerCheck website, on November 10, 2010, states that NEXT “did not have a reasonable system for reviewing the transactions of its registered representatives for excessive trading.” Gary Menzer, co-founder and managing partner of Menzer & Hill, P.A., says “the $400K fine and regulatory action FINRA assessed against NEXT is not surprising considering the activity we uncovered in the account of one of our clients and customer of NEXT.” Investors are encouraged to contact Menzer & Hill, P.A. if they believe their accounts are being excessively traded by their brokers or are subject to other abuses. The attorneys at the Securities Law Firm of Menzer & Hill, P.A. are dedicated to pursuing claims on behalf of investors who have suffered investment losses. For a free case evaluation or to discuss this matter, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com
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Apollo named defendant in class action lawsuit
Securities Law Firm |
2010/09/03 14:16
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Apollo Group Inc, the parent company of the University of Phoenix, said the company and several of its executives have been named defendants in a purported class action lawsuit. The lawsuit states that the company made misleading statements between Dec 2009 and Aug 2010 about Apollo and its business "in violation of federal securities laws." These statements artificially inflated the trading price of the company's shares, the lawsuit states and is seeking compensatory damages. In June this year, the company had to pay damages as an appeals court reversed a lower court judgment related to a securities class action lawsuit. The company, which is considered the bellwether of the for-profit education group in the U.S., has been under pressure along with its peers as the U.S. government is scrutinizing the sector. Rules in the education sector are being overhauled to ensure that students do not graduate with unwieldy debt and the programs undertaken prepare them for the jobs in the field.
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Investment Fraud Litigation |
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Securities fraud, also known as stock fraud and investment fraud, is a practice that induces investors to make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of the securities laws. Securities Arbitration. Generally speaking, securities fraud consists of deceptive practices in the stock and commodity markets, and occurs when investors are enticed to part with their money based on untrue statements.
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The content contained on the web site has been prepared by Securities Law News as a service to the internet community and is not intended to constitute legal advice or a substitute for consultation with a licensed legal professional in a particular case. | Affordable Law Firm Website Design by Law Promo |
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